Adam Sachs

Senior Vice President, Legal & Regulatory and Chief Compliance Officer

Adam Sachs is a Senior Vice President in Brookfield Oaktree Wealth Solutions, where he leads the Registered and Non-Registered Funds Legal and Regulatory team. He serves as Chief Compliance Officer for Brookfield’s U.S. registered fund complex and oversees compliance for non-U.S. registered funds. Prior to joining Brookfield, Mr. Sachs held compliance roles at several global asset management firms. 

He holds a Bachelor of Science in Finance from Bentley University, maintains FINRA Series 7 and 63 licenses, and is qualified as a Canadian Chief Compliance Officer.